Practical Handling of Disputes Regarding the Evidentiary Prohibition
Since a specific assessment must be made as to whether the evidentiary prohibition still applies even though the information has been communicated to third parties, disagreements and disputes regarding the disclosure of relevant evidence can readily arise. In such cases, questions will often also arise as to how the evidence dispute should be handled in practice by the court.
Under the Dispute Act Section 26-7, second paragraph, items subject to evidence exemption or evidentiary prohibition may only be required to be submitted for the court’s assessment if the law specifically authorises an order for the presentation of evidence despite the exemption or prohibition. For information covered by the Dispute Act Section 22-5, no such legislative authorisation exists.
If a request for access to evidence is opposed on the grounds that an evidentiary prohibition for lawyer-client privileged information applies under the Dispute Act Section 22-5, the starting point under the Dispute Act Section 26-7 is therefore that the evidence shall not be submitted to the court for assessment of whether an evidentiary prohibition or evidence exemption applies, cf. the specific commentary to Section 26-7 in the preparatory works to the Dispute Act. The court must instead determine whether an evidentiary prohibition or evidence exemption exists without having seen the document. In such an assessment, the “nature and purpose” of the evidence will be important, cf. Rt-1983-1438.
Although the court cannot require the evidence to be submitted for assessment of whether an evidentiary prohibition under the Dispute Act Section 22-5 applies, it may in some cases nevertheless be expedient to voluntarily submit the evidence for the court’s assessment.
We recently faced a similar situation in an ongoing litigation matter. The issue in our case was whether minutes from a meeting between a client, a lawyer, and a third party contained confidential communications and thus fell within the scope of the evidentiary prohibition. We argued that the meeting minutes were covered by the evidentiary prohibition, while the opposing party argued that the minutes were not covered. The opposing party clearly expressed that it had no confidence in our assessments of the evidentiary prohibition.
Although we could have refused to submit the evidence to the court, the practical solution to the evidence dispute was that the court was sent the relevant document by email, after which the document was reviewed and assessed by a judge other than the judge who was scheduled to hear the main case. The court then issued a ruling that the document was covered by the evidentiary prohibition.
The court’s assessment of the relevant evidence lent legitimacy to our position and reduced the opposing party’s distrust. The opposing party did not appeal the decision. Because a judge other than the judge scheduled to hear the main case decided the evidence dispute, no questions arose regarding the presiding judge’s ability to preside in the main case.
This is an example of how it may sometimes be expedient to submit the evidence for the court’s assessment even though there is no obligation to do so. Such submission should not, however, be made if it would be incompatible with the purpose underlying evidentiary prohibition or evidence exemption to submit the evidence to the court.